Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Santa Barbara | CA | 09/1995 | 06/2023 |
| Pacific Diagnostic Laboratory | Santa Barbara | CA | 01/2010 | 11/2016 |
| Osaic Wealth, Inc. | Santa Barbara | CA | 06/2023 | Present |
1. RON CHEN, INVESTMENT RELATED, PO BOX 3121 SANTA BARBARA, CA 93130, OWNER, STARTED 2/28/1985, 10 HOURS PER MONTH, 0 HOURS PER MONTH DURING STH, SELL LIFE INSURANCE AND MEDICAL/HEALTH INSURANCE INCIDENTAL TO FINANCIAL PLANNING. 2) LIFE PLANS FINANCIAL POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 08/01/1995 ADDRESS: 2973 kenmore Place, Santa Barbara CA 93105 DESCRIPTION: Registered representative 3) RON CHEN POSITION: Owner - NATURE: Sole Proprietorship - Rental Property in Kihei, HI and Surprise, CA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/18/2004 ADDRESS: PO Box 3121, Santa Barbara CA 93130, United States DESCRIPTION: Owner with spouse. I take care of the finances a and file taxes.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-04-19 |
Reach out to this advisor