Ronald Seimitsu Chen

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1995 → 06/2023
  Royal Alliance Associates, Inc.
  Santa Barbara, CA
• 01/2010 → 11/2016
  Pacific Diagnostic Laboratory
  Santa Barbara, CA
• 06/2023 → Present
  Osaic Wealth, Inc.
  Santa Barbara, CA

Other Businesses

1. RON CHEN, INVESTMENT RELATED, PO BOX 3121 SANTA BARBARA, CA 93130, OWNER, STARTED 2/28/1985, 10 HOURS PER MONTH, 0 HOURS PER MONTH DURING STH, SELL LIFE INSURANCE AND MEDICAL/HEALTH INSURANCE INCIDENTAL TO FINANCIAL PLANNING. 2) LIFE PLANS FINANCIAL POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 08/01/1995 ADDRESS: 2973 kenmore Place, Santa Barbara CA 93105 DESCRIPTION: Registered representative 3) RON CHEN POSITION: Owner - NATURE: Sole Proprietorship - Rental Property in Kihei, HI and Surprise, CA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/18/2004 ADDRESS: PO Box 3121, Santa Barbara CA 93130, United States DESCRIPTION: Owner with spouse. I take care of the finances a and file taxes.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-04-19

Designations

• Certified Financial Planner

Other Names

• Ronald S Chen
• Ronald Seimitsus Chen