Richard Alan Lerner

Current Employers

Employment History

• 11/2003 → Present
  Raymond James Financial Services
  Greenwood Village, CO
• 03/2007 → Present
  Lerner Financial Llc
  Greenwood Village, CO
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Greenwood Village, CO

Previous Registrations

• 1999-01-01 → 2003-11-14
  Veravest Investment Advisors, Inc.
  Englewood, CO

Other Businesses

(1)Name of Business: Lerner Family Bypass Trust Trust Address: 7990 S. Jasmine Circle, Centennial, CO, 80112, United States Activity Type: Control Person Position/Title: Health care POA (Acting), Trustee (Acting), Power of Attorney (Acting) Investment Related: Yes Start Date: 12/04/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co- trustee of Belden W. Lerner and Jeanne W. Lerner Trust, as well as the Lerner Bypass Trust. I am also the Personal Representative and POA for Mother under her Will, (2)Name of Business: Lerner Financial, LLC Address: 5600 S Quebec St Ste A-110, Greenwood Village, CO, 80111, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/16/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner support company (3)Name of Business: NA Address: 5600 S. Quebec St., Suite A-110, Greenwood Village, CO, 80111, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/01/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Agent relationship with Healthcare Benefit Services - a Long Term Care Insurance Brokerage located in LIttleton, CO

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-03
• S63 Uniform Securities Agent State Law Examination
  1992-10-22

Designations