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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-11-08 |
Branch Locations
27201 Puerta Real Ste 220, Mission Viejo, CA 92691 • United States
400 Spectrum Center Dr Ste 2160, Irvine, CA 92618 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Irvine | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 11/2016 | Present |
SPECIALIZED CONTRACT INTERIORS, NOT INV RELATED, MISSION VIEJO, CA, CO OWNER AND CFO, START 1/1/2002, 5 HOURS PER MONTH, ZERO DURING TRADING, HUSBANDS BUSINESS/MANUFACTURERS REP HARD USE FURNITURE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-29 |
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