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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2000-07-24 |
Branch Locations
3161 W. White Oaks Drive Suite 105, Springfield, IL 62704 • United States
Fort Myers, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
OUTSIDE INSURANCE BROKERAGE. ISLES OF CALOOSA HOA, BOARD MEMBER, 6/2023, 3 HOURS PER MONTH, 0 COMPENSATION. ISLES OF CALOOSA PARK, BOARD MEMBER, 6/2023, 2 HOURS PER MONTH, 0 COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-07 |
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