Katherine Ruth Nithman

Current Employers

Employment History

• 08/1999 → Present
  Nithman Financial Group
  Oklahoma City, OK
• 05/2008 → 09/2022
  First Allied Securities, Inc.
  Oklahoma City, OK
• 05/2008 → 11/2020
  First Allied Advisory Services, Inc.
  Oklahoma City, OK
• 11/2020 → Present
  Cetera Investment Advisers, Llc
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Oklahoma City, OK

Previous Registrations

• 2007-01-03 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Oklahoma City, OK
• 1992-07-15 → 2007-01-03
  Ffp Advisory Services Inc
  Oklahoma City, OK

Other Businesses

1.)KATHERINE NITHMAN; INSURANCE; START DATE:4/24/2008. 2.)NITHMAN FINANCIAL GROUP; DBA; START DATE:08/1999. 3) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 10/1991; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; 4) NAME OF OTHER BUSINESS: NITHMAN HOLDINGS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY OF OFFICE BUILDING WHERE OFFICE IS LOCATED;

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-07-01
• S63 Uniform Securities Agent State Law Examination
  1989-04-03

Designations

Other Names

• Kathy Ruth Nithman