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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2005-01-31 |
Branch Locations
6301 Waterford Blvd Suite 440, Oklahoma City, OK 73118-1157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/1988 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 03/1989 | Present |
| Northwestern Mutual Investment Services, Llc | Oklahoma City | OK | 01/2005 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2008 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-31 |
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