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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2005-01-31
  • OK RA
    APPROVED
    Since 2005-01-31

Branch Locations

6301 Waterford Blvd Suite 440, Oklahoma City, OK 73118-1157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 07/1988 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 03/1989 Present
Northwestern Mutual Investment Services, Llc Oklahoma City OK 01/2005 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2008 Present
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-16
S63 Uniform Securities Agent State Law Examination 1989-05-31
  • S65 Uniform Investment Adviser Law Examination
    2005-12-16
  • S63 Uniform Securities Agent State Law Examination
    1989-05-31
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Oklahoma City, OK

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