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3400 Wabash Avenue, Springfield, IL 62711 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Coach | Jacksonville | IL | 07/2007 | Present |
| Bank Of Springfield | Springfield | IL | 04/2007 | Present |
| Lpl Financial Llc | Springfield | IL | 11/2010 | Present |
| Bos Asset Management, Llc | Springfield | IL | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-24 |
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