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Current Employers
Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-30
  • CA RA
    APPROVED
    Since 2021-07-30

Branch Locations

146 Birch Street, Redwood City, CA 94062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Personal Portfolios, Inc. Redwood Shores CA 11/1988 07/2021
Investment Architects, Inc. Redwood Shores CA 04/1989 07/2021
Resource Investment Architects, Inc. Petaluma CA 12/1997 11/2019
Arkadios Capital Atllanta GA 07/2021 Present
Arkadios Wealth Advisors Atlanta GA 07/2021 Present
  • 11/1988 → 07/2021
    Personal Portfolios, Inc.
    Redwood Shores, CA
  • 04/1989 → 07/2021
    Investment Architects, Inc.
    Redwood Shores, CA
  • 12/1997 → 11/2019
    Resource Investment Architects, Inc.
    Petaluma, CA
  • 07/2021 → Present
    Arkadios Capital
    Atllanta, GA
  • 07/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2020-04-20 → 2021-12-31
    Resource Investment Architects, Inc.
    Redwood Shores, CA
    Redwood City, CA
  • 1997-07-08 → 2019-11-22
    Resource Investment Architects, Inc.
    Redwood City, CA
Other Businesses

1. I CONDUCT INSURANCE BUSINESS IN MY OWN NAME. THE BUSINESS IS INVESTMENT RELATED. THE ADDRESS OF THE BUSINESS IS THE SAME AS MY OFFICE ADDRESS. THE BUSINESS INVOLVES THE SALE OF FIXED AND VARIABLE ANNUITIES AND TERM INSURANCE. I CONDUCT IT AS A SOLE PROPRIETOR. I STARTED DOING THIS IN 1992, AND DEVOTE APPROXIMATELY 3 HOURS PER DAY ON AVERAGE DURING TRADING HOURS. THE BUSINESS INVOLVES THE SALES OF ANNUITIES AND OTHER INSURANCE PRODUCTS. 2. Personal Portfolios, Is Investment Related, 146 Birch Street, Redwood City, CA, 94062, Financial Advisory, Financial Advisory Firm, 6/1/2024,176 hours per month, 2 hours per month during trading hours, Commission Compensation, Financial Advisor doing business under Personal Portfolios, as the branch office name.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-06-07
  • S63 Uniform Securities Agent State Law Examination
    1989-06-07

View on SEC IAPD

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