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3500 Colonnade Parkway Suite 150, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-11-16 |
Branch Locations
8355 E. Hartford Drive Suite 102, Scottsdale, AZ 85255 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | New York | NY | 09/2011 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2011 | 11/2022 |
| Eversource Wealth Advisors, Llc | Birmingham | AL | 11/2022 | Present |
Since 2011, Mr. Rutkowski has been the owner of Paul Rutkowski, LLC located at 8753 E Bell Road, Suite 110, Scottsdale AZ 85260. This LLC handles bookkeeping and expenses related to his advisory and insurance practice. He spends approximately 20 hours per month on this activity, approximately 2 hours during trading hours. This is not investment advisory related, and he does not have an expectation to receive compensation through this business activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-25 |
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