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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-12 |
Branch Locations
1780 Hughes Landing Blvd Suite 475, The Woodlands, TX 77380 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Houston | TX | 10/2009 | 01/2018 |
| Ameriprise Financial Services, Inc. | The Woodlands | TX | 10/2009 | 01/2018 |
| National Securities Corp | The Woodlands | TX | 01/2018 | 07/2022 |
| B. Riley Wealth Advisors | The Woodlands | TX | 01/2018 | Present |
| B. Riley Wealth Management | The Woodlands | TX | 07/2022 | Present |
1) B. RILEY WEALTH INSURANCE; INVESTMENT RELATED; SAME ADDRESS AS BRWM; INVESTMENT EXECUTIVE; START DATE: 01/2018; 15 HRS/MONTH DURING TRADING HOURS; INSURANCE PRODUCT SALES & SERVICE... 2) I 3 WEALTH MANAGEMENT; D/B/A PASS THROUGH ENTITY FOR BRWM BUSINESS; SAME ADDRESS AS BRWM; PARTNER; START DATE 01/2018; 0 HRS/MONTH.... 3) JBT WEALTH MANAGEMENT; INVESTMENT- RELATED;1780 HUGHES LANDING BLVD STE 475 THE WOODLANDS TX 77380; DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 11/2023. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-24 |
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