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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-11-03 |
| TX | RA | APPROVED_RES | 2022-11-01 |
Branch Locations
7601 France Ave S Ste 300, Edina, MN 55435-5999 • United States
Minnetonka, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2011 | 11/2018 |
| Woolfrey Financial Consulting, Inc. | Minnetonka | MN | 04/2004 | 11/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2014 | 11/2018 |
| Securities America, Inc. | Minnetonka | MN | 11/2018 | 11/2022 |
| Arbor Point Advisors | Minnetonka | MN | 11/2018 | 11/2022 |
| Securities America Advisors | Minnetonka | MN | 11/2018 | 02/2021 |
| Ameriprise Financial Services | Edina | MN | 11/2022 | 11/2022 |
| Ameriprise Financial Services, Llc | Edina | MN | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Edina | MN | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-30 |
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