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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
4900 Highway 169 North Ste 225, Minneapolis, MN 55428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Plymouth | MN | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | Plymouth | MN | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF ENTITY:EVANGELICAL FREE CHURCH OF AMERICA; NO; 901 E 78TH ST; MINNEAPOLIS; MN; 55420; RELIGION; BOARD MEMBER; 6/1/2000; 8; 8; PROVIDE INPUT TO BOARD OF DIRECTORS, ON AUDIT AND ADVISOR REVIEW SUB-COMMITTEES, REVIEW PENSION PLAN TO ENSURE LEGAL/ACCOUNTING COMPLIANCE. (2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; SAME AS REGISTERED LOCATION; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/1/2007; 24; 24; SALES OF FIXED INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-04-07 |
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