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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-01-29 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 09/2019 |
| Prudential Insurance Company Of America | Montvale | NJ | 09/2019 | Present |
| Prudential Investment Management Services Llc | Montvale | NJ | 09/2019 | Present |
| Gwfs Equities, Inc. | Congers | NY | 04/2022 | Present |
Business Name: Brookview Estates Homeowners Association Investment Related: No Address: 15 Eagle Ridge Montvale NJ 07645 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: President Start Date: 3/1/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: : 0% - 10% (0 - 16 hours) Duties: I am responsible for collecting annual dues from 30 residences in my neighborhood development (approx. $150/year each). I am also responsible for writing a monthly check for maintenance of a community water detention basin in the housing development.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-18 |
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