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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-29
  • NJ RA
    APPROVED
    Since 2025-01-29

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Montvale, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc. Austin TX 04/2016 09/2019
Prudential Insurance Company Of America Montvale NJ 09/2019 Present
Prudential Investment Management Services Llc Montvale NJ 09/2019 Present
Gwfs Equities, Inc. Congers NY 04/2022 Present
  • 04/2016 → 09/2019
    Kestra Financial Services, Inc.
    Austin, TX
  • 09/2019 → Present
    Prudential Insurance Company Of America
    Montvale, NJ
  • 09/2019 → Present
    Prudential Investment Management Services Llc
    Montvale, NJ
  • 04/2022 → Present
    Gwfs Equities, Inc.
    Congers, NY
Previous Registrations
Other Businesses

Business Name: Brookview Estates Homeowners Association Investment Related: No Address: 15 Eagle Ridge Montvale NJ 07645 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: President Start Date: 3/1/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: : 0% - 10% (0 - 16 hours) Duties: I am responsible for collecting annual dues from 30 residences in my neighborhood development (approx. $150/year each). I am also responsible for writing a monthly check for maintenance of a community water detention basin in the housing development.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-27
S63 Uniform Securities Agent State Law Examination 1997-07-18
  • S65 Uniform Investment Adviser Law Examination
    2025-01-27
  • S63 Uniform Securities Agent State Law Examination
    1997-07-18
Other Names
  • Barry Michael Solon

View on SEC IAPD

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