Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-10-06 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
9100 Ming Avenue Suite 205, Bakersfield, CA 93311 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Bakersfield | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
FINRA; NOT-INVESTMENT RELATED; NEW YORK/NY; FINANCIAL/REGULATORY; TITLE: FINRA ARBITRATOR; START DATE: 1/2010; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-13 |
Reach out to this advisor