Best Investors Account Sign in

Patricia Elizabeth Phipps

Kovack Advisors, Inc.

Ft. Lauderdale, FL

Grover Beach, CA

Claim This Profile
Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Grover Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Securities Inc Pico Rivera CA 09/2009 11/2018
Kovack Securities, Inc. Fort Lauderdale FL 11/2018 Present
Kovack Advisors, Inc. Fort Lauderdale FL 11/2018 Present
  • 09/2009 → 11/2018
    Mutual Securities Inc
    Pico Rivera, CA
  • 11/2018 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 11/2018 → Present
    Kovack Advisors, Inc.
    Fort Lauderdale, FL
Previous Registrations
  • 2013-07-01 → 2018-11-02
    Mutual Advisors, Llc
    Pico Rivera, CA
  • 2009-09-09 → 2013-07-09
    Mutual Securities, Inc.
    Westlake Village, CA
    Pico Rivera, CA
    Granada Hills, CA
    Pico Rivera, CA
    Pico Rivera, CA
    Pico Rivera, CA
    Westlake Village, CA
  • 2008-01-01 → 2009-09-22
    Wells Fargo Clearing Services, Llc
    Arroyo Grande, CA
  • 2001-08-07 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Arroyo Grande, CA
    St. Louis, MO
    Arroyo Grande, CA
Other Businesses

1) CALIFORNIA INSURANCE LICENSE - 1007 NICE AVE., GROVER BEACH, CA 93433; INVESTMENT RELATED; INSURANCE AGENT; FINANCIAL ADVISOR; 5% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-25
S63 Uniform Securities Agent State Law Examination 1994-09-02
  • S65 Uniform Investment Adviser Law Examination
    1997-11-25
  • S63 Uniform Securities Agent State Law Examination
    1994-09-02
Other Names
  • Mcsween Phipps
  • Patricia Mcsween Phipps
  • Patricia Elizabeth Mcsween
  • Patricia Perea

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FIRST CITIZENS INVESTOR SERVICES, INC.
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
FINANCIAL PLANNING SERVICES, INC.
INTEGRATED FINANCIAL STRATEGIES, LLC

Other Investors

DARRIN ROBERT HALSEY
LINDELL G DOUGLAS
MELINDA CHERISE MEACHAM
MATTHEW DAVID OSBORN
Danny Young
RINALDO DIAZ-FLORES
Konstantin Chrenow
Dorota J Gilbert

Other Offices

KOVACK ADVISORS, INC. · Fort Lauderdale, FL
KOVACK ADVISORS, INC. · Fort Lauderdal, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
FIRST CITIZENS INVESTOR SERVICES, INC. · Ft Lauderdale, FL
J.P. MORGAN SECURITIES LLC · POMPANO BEACH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Lauderdale, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Pompano Beach, FL

More in Ft. Lauderdale, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor