Lawrence Jay Cole

Current Employers

Employment History

• 08/2012 → 11/2016
  Wells Fargo Advisors
  Springfield, IL
• 11/2016 → 05/2020
  Wells Fargo Clearing Services, Llc
  Springfield, IL
• 05/2020 → Present
  Lpl Financial, Llc
  Southport, NC
• 05/2020 → Present
  Private Advisor Group, Llc
  Springfield, IL

Previous Registrations

• 2012-08-13 → 2020-05-19
  Wells Fargo Clearing Services, Llc
  Springfield, IL
• 1998-03-18 → 2012-08-16
  Equitable Advisors, Llc
  Springfield, IL
  Springfield, IL
  Peoria, IL
  Decatur, IL
  Springfield, IL
  Bloomington, IL
  Minier, IL
  Normal, IL
  Normal, IL

Other Businesses

1) 2/2020 - DBA for LPL Business (entity for LPL business) - Broadway Graham Wealth Partners - Investment Related - Sprintfield, IL 62711 2) 2/1989 - Non-Variable Insurance - Lawrence Cole - Investment Related - Springfield, IL 62711. 3) 5/26/2020 - Private Advisor Group - DBA: (Hybrid) Broadway Graham Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 2/28/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 5/26/2020 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 2/28/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 5/4/2021 - Financial Strategies Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Advisor/Associate - Start Date: 4/12/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Medicare supplement plans.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-30
• S63 Uniform Securities Agent State Law Examination
  1991-06-25

Other Names

• Jay Jay Cole
• Jay Cole