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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-08-29 |
| TX | RA | APPROVED | 2024-08-29 |
Branch Locations
4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwood Village | CO | 04/2015 | 08/2024 |
| Bank Of America, N.A. | Greenwood Village | CO | 07/2019 | 08/2023 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Greenwood Village | CO | 09/2023 | 08/2024 |
| Ubs Financial Services Inc. | Denver | CO | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-28 |
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