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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2014-05-15 |
| TN | RA | APPROVED | 2014-04-14 |
Branch Locations
6060 Primacy Pkwy Suite 175, Memphis, TN 38119 • United States
Collierville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Co. Of Ameri | Memphis | TN | 10/1988 | Present |
| Park Avenue Securities Llc | Memphis | TN | 05/1999 | Present |
| Guardian Life Insurance Company | Collierville | TN | 06/2024 | Present |
| Guardian Life Insurance Company | Collierville | TN | 06/2024 | Present |
1. Insurance products other than Guardian-Provide clients with insurance products when doesn't provide favorable offer or does not offer product. Start: 10/01/1988 Address: 6060 Primacy Pky. Suite 175; Memphis, TN 38119 1679 Von Hall Drive; Collierville, TN 38017 5 bus hrs per month Investment related >10% annual compensation 2) Participate in various focus group studies and eye studies Start date: 12/08/2020 Address: Memphis, TN 38119 1 total hour per month, 0 during securities trading hours Not Investment related Less than 10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-22 |
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