Harmon Anson Kong

Current Employers

Apriem Advisors

19200 Von Karman Avenue Suite 1050, Irvine, CA 92612 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01
TX	RA	APPROVED_RES	2003-10-17

CA RA
APPROVED

Since 2025-01-01
TX RA
APPROVED_RES

Since 2003-10-17

Branch Locations

19200 Von Karman Avenue Suite 1050, Irvine, CA 92612 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Apriem Advisors	Irvine	CA	01/1998	Present

01/1998 → Present

Apriem Advisors

Irvine, CA

Other Businesses

Independent insurance agent for Apriem Insurance Services, not investment related, Irvine, CA, insurance, agent, started 3/2003, 1 hour/month, 0 hours during trading hours, advises on insurance questions, sells insurance and insurance renewals.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-09-02
S63	Uniform Securities Agent State Law Examination	1989-12-08

S65 Uniform Investment Adviser Law Examination

1997-09-02
S63 Uniform Securities Agent State Law Examination

1989-12-08

Designations

View on SEC IAPD

Current Employers

Apriem Advisors

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews