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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-24 |
| MN | RA | APPROVED | 2023-11-28 |
Branch Locations
5200 Willson Road Suite 402, Edina, MN 55424 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mn Financial Alliance | Edina | MN | 03/1985 | 10/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | 11/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | 11/2023 |
| Sii Investments, Inc. | Edina | MN | 11/2001 | 10/2017 |
| Osaic Wealth, Inc. | Edina | MN | 11/2023 | Present |
1. MINNESOTA FINANCIAL RESOURCES INC POSITION: Advisor/Owner NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2007 ADDRESS: 5200 Willson Road, Suite 402, Edina MN 55424, United States DESCRIPTION: I am a financial advisor and I market insurance as well.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-10 |
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