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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| MN | RA | APPROVED | 2013-11-13 |
| OH | RA | APPROVED | 2001-01-17 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Edina, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Edina | MN | 03/1998 | Present |
(1) NAME OF ENTITY: Alzheimers Association- Mn/ND Chapter; ADDRESS: 7900 W. 78th St Suite 100 Edina Mn 55439; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Non-Profit Organization CAPACITY: Board of Directors START DATE: 07/01/2021 DUTIES: Help implement strategies for growth of the chapter through events as well as other month to month activities HOURS DEVOTED PER MONTH: Less than 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 01 (2) NAME OF ENTITY: WJ Holdings LLC ADDRESS: 5140 Kelsey Terrace Edina, MN 55436 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: We are putting our cabin property, boats etc. in an LLC START DATE: 12.11.23 CAPACITY: Owner - Active DUTIES: Pay the bills HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-31 |
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