Scott Robert Shotto

Hunt Valley, MD

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-03-09
MD	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2010-03-09
MD RA
APPROVED

Since 2009-06-01

Branch Locations

303 International Circle Suite 500, Hunt Valley, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co., Incorporated	North Baltimore	MD	04/2007	Present
Morgan Stanley Smith Barney	Hunt Valley	MD	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

04/2007 → Present

Morgan Stanley & Co., Incorporated

North Baltimore, MD
06/2009 → Present

Morgan Stanley Smith Barney

Hunt Valley, MD
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Hunt Valley, MD

Hunt Valley, MD
1999-02-05 → 2007-04-02

Morgan Stanley Dw Inc.

Hunt Valley, MD

Lutherville, MD

Other Businesses

1. TO SERVE AS VOLUNTEER CHAIRMAN OF THE CITADEL (MARYLAND).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-07-30
S63	Uniform Securities Agent State Law Examination	1989-01-27

S65 Uniform Investment Adviser Law Examination

1991-07-30
S63 Uniform Securities Agent State Law Examination

1989-01-27

Other Names

Scott Shotto

View on SEC IAPD

Other Firms

BAY HARBOR WEALTH MANAGEMENT, LLC

ABS CAPITAL PARTNERS, INC.

GROFF WEALTH MANAGEMENT

MONUMENTAL WEALTH, LLC

BUSH RIVER TRUST, LLC

OSAIC WEALTH, INC.

INDEPENDENT FINANCIAL PARTNERS

AE WEALTH MANAGEMENT, LLC

Other Investors

Andrew Benjamin Anthony

LANCE REID SCOTT

JOHN FRANCIS MORAN

Jack Richard Sweiderk

WILSON CROSBY TALIAFERRO

Cristina Polvinale Kothari

JOHN LUKE CHARLTON

Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD

ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD

GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD

MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD

BUSH RIVER TRUST, LLC · HUNT VALLEY, MD

OSAIC WEALTH, INC. · HUNT VALLEY, MD

INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD

AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

More in Hunt Valley, MD

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