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Cynthia Marie Pikala

Ubs Financial Services Inc.

Minneapolis, MN

Alexandria, MN

St Michael, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-02-04
  • MN RA
    APPROVED
    Since 2014-02-04

Branch Locations

80 South 8Th Street Suite 2900, Minneapolis, MN 55402 • United States

324 Broadway Street, Alexandria, MN 56308 • United States

St Michael, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc St Paul MN 11/2013 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-05-16
  • S63 Uniform Securities Agent State Law Examination
    1996-05-16
Other Names
  • Cynthia Hogan
  • Cynthia Marie Hogan
  • Cindy M Pikala

View on SEC IAPD

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