Best Investors Account Sign in

Jeffrey P Schmitt

Rbc Capital Markets, LLC

Sewickley, PA

Gibsonia, PA

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-09-16
TX RA APPROVED 2019-09-13
  • PA RA
    APPROVED
    Since 2019-09-16
  • TX RA
    APPROVED
    Since 2019-09-13

Branch Locations

1605 Carmody Court Suite 200, Sewickley, PA 15143 • United States

Gibsonia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Sewickley PA 05/2011 09/2019
Rbc Capital Markets, Llc. Sewickley PA 09/2019 Present
City National Bank Sewickley PA 11/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-27
S63 Uniform Securities Agent State Law Examination 1989-02-03
  • S65 Uniform Investment Adviser Law Examination
    1995-06-27
  • S63 Uniform Securities Agent State Law Examination
    1989-02-03
Other Names
  • Jeffrey P Schmitt
  • Jeffrey Philip Schmitt
  • Jeffrey P Schmitt

View on SEC IAPD

Other Firms

JMS CAPITAL GROUP WEALTH SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
SCHENLEY CAPITAL, INC
NAV WEALTH PARTNERS
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
SEWICKLEY FINANCIAL LLC

Other Investors

SCOTT WILLIAM MILLER
MELISSA TSAGGARIS CORSO
JOHN MARTIN SCHNEIDER
LAURA S GLEGHORN
RANDOLPH ANTHONY BODNAR
BRIAN MATTHEW SPENCER
ERIC SCOTT LEWIS
Sumana Naik

Other Offices

JMS CAPITAL GROUP WEALTH SERVICES, LLC · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Sewickley, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Sewickley, PA
SCHENLEY CAPITAL, INC · SEWICKLEY, PA
NAV WEALTH PARTNERS · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
J.P. MORGAN SECURITIES LLC · Sewickley, PA

More in Sewickley, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor