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19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-03-16 |
Branch Locations
3554 Clemmons Rd. Ste 1, Clemmons, NC 27012 • United States
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alphastar Capital Management | Cornelius | NC | 03/2023 | Present |
| Dsr Investment Management Corp | Clemmons | NC | 01/2008 | Present |
| Ray Financial Llc | Clemmons | NC | 01/2015 | Present |
(1) DSR Investment Management Corp; not investment related; 3554 Clemmons Rd Ste 1 27012; insurance company, Founder and President, start date 2008, I devote 50% of my time to this business; I own the company and run it. (2) Ray Financial LLC; investment-related; 3554 Clemmons Rd Ste 1 27012; IAR related; Founder and Manager; start date 2015; I devote approximately 50% of my time to this business; I own the company and run it.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-05 |
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