Allen Douglas Ray

Employer firm

Alphastar Capital Management CRD 157423

$2.50B regulatory AUM 28 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SUB-ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2023 → Present
  Alphastar Capital Management
  Cornelius, NC
• 01/2008 → Present
  Dsr Investment Management Corp
  Clemmons, NC
• 01/2015 → Present
  Ray Financial Llc
  Clemmons, NC

Other Businesses

(1) DSR Investment Management Corp; not investment related; 3554 Clemmons Rd Ste 1 27012; insurance company, Founder and President, start date 2008, I devote 50% of my time to this business; I own the company and run it. (2) Ray Financial LLC; investment-related; 3554 Clemmons Rd Ste 1 27012; IAR related; Founder and Manager; start date 2015; I devote approximately 50% of my time to this business; I own the company and run it.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-22
• S63 Uniform Securities Agent State Law Examination
  1989-01-05

Designations

• Chartered Financial Consultant

Other Names

• Allen Douglas (Jr) Ray
• Doug Ray
• Douglas Ray