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Patrick Sweeney

J.P. Morgan Securities LLC

Irvine, CA

Nanuet, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-12
TX RA APPROVED 2024-04-12
  • NY RA
    APPROVED
    Since 2024-04-12
  • TX RA
    APPROVED
    Since 2024-04-12

Branch Locations

3 Park Plz, Floor 08, Irvine, CA 92614 • United States

250 S Middletown Rd, Floor 02, Nanuet, NY 10954 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 05/2013 09/2019
Ubs Financial Services Inc. Weehawken NJ 10/2019 03/2020
Ameriprise Financial Services, Llc Morristown NJ 06/2020 12/2023
J.P. Morgan Securities Llc Nanuet NY 01/2024 Present
Jpmorgan Chase Bank, N.A. Nanuet NY 01/2024 Present
Unemployed Ramsey NJ 04/2020 05/2020
  • 05/2013 → 09/2019
    Morgan Stanley
    Purchase, NY
  • 10/2019 → 03/2020
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 06/2020 → 12/2023
    Ameriprise Financial Services, Llc
    Morristown, NJ
  • 01/2024 → Present
    J.P. Morgan Securities Llc
    Nanuet, NY
  • 01/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Nanuet, NY
  • 04/2020 → 05/2020
    Unemployed
    Ramsey, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-22
S65 Uniform Investment Adviser Law Examination 1996-02-08
S63 Uniform Securities Agent State Law Examination 1990-08-29
  • S66 Uniform Combined State Law Examination
    2024-03-22
  • S65 Uniform Investment Adviser Law Examination
    1996-02-08
  • S63 Uniform Securities Agent State Law Examination
    1990-08-29
Other Names
  • Patrick Sweeney
  • Patrick Sweeney

View on SEC IAPD

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