James Ward Marlor

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  West Hartford, CT
• 03/2017 → Present
  Mml Investors Services, Llc
  West Hartford, CT
• 03/2017 → Present
  Massachusetts Mutual Life Insurance Company
  West Hartford, CT

Previous Registrations

• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  West Hartford, CT
  Shelton, CT
  West Hartford, CT
• 2002-01-02 → 2015-01-02
  New England Securities
  West Hartford, CT
  West Hartford, CT

Other Businesses

(1)NAME: JAMES MARLOR INV REL: Y ADDR: 65 LASALLE RD, WEST HARTFORD, CT 06107 NATURE: INDIVIDUAL LIFE, FIXED ANNUITY POSITION: SALES START: 9/1990 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 2. (2)NAME: FIREFIGHTERS CANCER RELIEF FUND ADVISORY COMMITTEE INV REL: N ADDR: 65 LASALLE RD, STE 200, WEST HARTFORD, CT 06107 NATURE: NONCOMPENSATED BOARD SERVICE POSITION: COMMITTEE MEMBER START: 09/01/2023 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. DUTIES: MEET AS A COMMITTEE ON A QUARTERLY BASIS TO REVIEW OUTLAYS FOR THIS CT STATE FUNDED PROGRAM TO DETERMINE FUTURE OUTLAYS AND NEED TO REQUEST ADDITIONAL FUNDS FROM THE CT STATE LEGISLATURE. (3)NAME: 163 SURFSIDE AVE LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: MANAGING MEMBER START: 08/01/2013 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0 DUTIES: RENTAL INCOME, ADMINISTRATING DUTIES (4)NAME: NEW ENGLAND FINANCIAL GROUP LLC INV REL: Y ADDR: 65 LASALLE RD, SUITE 200, WEST HARTFORD, CT 06107 NATURE: MANAGING MEMBER OF LLC FOR PASS THROUGH COMPENSATION POSITION: MANAGING MEMBER START: 01/01/2006 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 40 DUTIES: SALES AND SERVICE OF INVESTMENTS AND INSURANCE PRODUCTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-21
• S63 Uniform Securities Agent State Law Examination
  1991-12-19

Other Names

• Jim Marlor