Robert Alan Peterson

Current Employers

Employment History

• 06/2011 → 11/2017
  Invest Financial Corp
  Tampa, FL
• 12/2017 → 06/2024
  Securities America, Inc.
  Williamsville, NY
• 12/2017 → 06/2024
  Securities America Advisors
  Williamsville, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Williamsville, NY

Previous Registrations

• 2021-04-22 → 2024-06-14
  Securities America Advisors, Inc.
  Williamsville, NY
  Williamsville, NY

Other Businesses

1.Securities America Advisors Position: Investment Advisor Representative - Nature: Advisory business Investment Related: Yes - Hours: 10 - Securities Trading Hours: 10 - Start Date: 12/01/2017 - Address: 6265 SHERIDAN DR. Ste 104 Williamsville NY 14221 2. KAFL, INC. POSITION: broker NATURE: To place traditional life insurance products by working with another brokerage agency in Rochester, NY called KAFL, Inc. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 07/01/2019 ADDRESS: 800 Linden Ave., Rochester NY 14625, United States DESCRIPTION: To broker fixed insurance products and long term care insurance for clients. I am also now selling a limited number of variable life insurance products with KAFL. 3. SPECIFIC SOLUTIONS GROUP POSITION: Independent agent NATURE: I write fixed annuities with Jackson National Life and National Integrity Life and traditional insurance (term, whole life, traditional universal life, equity indexed universal life, long term care insurance, disability insurance) through a local brokerage called Specific Solutions Group and through MJB Financial Services (primarily with Mass Mutual and Berkshire/Guardian Life). I sell NO Equity Indexed Annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1995 ADDRESS: 475 International Dr., Williamsville NY 14221, United States DESCRIPTION: Sale of products listed above. NO equity indexed annuity sales. 4. MJB FINANCIAL SERVICES POSITION: Insurance agent NATURE: Traditional insurance products such as term, whole, and universal life insurance, disability insurance, long term care insurance, and fixed annuities are marketed through MJB Financial Services, Inc. The coverages are then placed through one of our insurance brokerages like Specific Solutions Group or KAFL, Inc. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 06/01/2023 ADDRESS: PO Box 520, Buffalo NY 14217, United States DESCRIPTION: We market fixed insurance and annuity products to clients of MJB Financial, who have been engaged through the one time long term disability insurance program at SUNY Buffalo Office of Graduate Medical Education. The fixed insurance and annuity products are then placed through one of our brokerages such as KAFL, Inc. or Specific Solutions Group.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-10-19

Designations

Other Names

• Bob Peterson
• Robert Alan Peterson
• Robert Alan Peterson