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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

11990 Avenida Consentido, San Diego, CA 92128 • United States

8340 Allison Ave, La Mesa, CA 91942 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed La Mesa CA 07/1987 Present
Avantax Investment Services, Inc. La Mesa CA 02/1992 09/2025
Avantax Advisory Services La Mesa CA 09/1993 09/2025
Commercial Rental Property Lamesa CA 10/2007 Present
Pfs Wealth Advisors, Inc La Mesa CA 01/2011 Present
Cetera Wealth Services, Llc La Mesa CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 07/1987 → Present
    Self Employed
    La Mesa, CA
  • 02/1992 → 09/2025
    Avantax Investment Services, Inc.
    La Mesa, CA
  • 09/1993 → 09/2025
    Avantax Advisory Services
    La Mesa, CA
  • 10/2007 → Present
    Commercial Rental Property
    Lamesa, CA
  • 01/2011 → Present
    Pfs Wealth Advisors, Inc
    La Mesa, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    La Mesa, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 1993-08-11 → 2025-09-05
    Avantax Advisory Services
    La Mesa, CA
    La Mesa, CA
Other Businesses

1) Commercial Rental Property~'NIR'~8364/8366 La Mesa Blvd.~La Mesa~CA~91942~Rental Property Owner/Management~Owner/Sole Proprietor~10/1/2007~1hrs~0hrs~Rent property to San Pasquale Winery, collect rent, landlord 2) ALLISON LEASING, LLC; POSITION: Member NATURE: Commercial Property ownership and leasing. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/07/2021; ADDRESS: 8340 Allison Ave, La Mesa CA 91942, United States; DESCRIPTION: Managing member involved in all aspects of owning, maintaining and renting commercial property. 3) VILLAGE LEASING, LLC; POSITION: Managing Member NATURE: Rental Property Owner/Management INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2007; ADDRESS: 8364/8366 La Mesa Blvd., La Mesa CA 91942, United States DESCRIPTION: Rent property to San Pasquale Winery and Mattress Makers, collect rent, supervise repairs, etc. 4) MARK HYMA FINANCIAL SERVICES; POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/01/1986; ADDRESS: 8340 Allison Ave, La Mesa CA 91942, United States; DESCRIPTION: Tax Prep 5) PFS ACQ CORPORATION; POSITION: Chief Executive Officer NATURE: PFS Acquisition Corp was formed to act as a holding company for newly acquired financial services books of business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2013; ADDRESS: 8340 Allison Ave, La Mesa CA 91942, United States DESCRIPTION: Discover and pursue purchase opportunities. Daily oversight of operations 6) PFS WEALTH ADVISORS, INC; POSITION: President NATURE: Tax Preparation/Accounting held out to the public as dba Professional Financial Services of San Diego. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2011; ADDRESS: 8340 Allison Ave, La Mesa CA 91942, United States DESCRIPTION: Tax prep and general day to day oversight. 7) SoCal Wealth Advisors POSITION: Corp Officer/Director NATURE: Compensation for advise and financial product sales through Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/01/2023 ADDRESS: 8340 Allison Ave, La Mesa CA 91942, United States DESCRIPTION: Manage client relationships

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-10
  • S63 Uniform Securities Agent State Law Examination
    1995-10-10

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