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Dean Alan Mourfield

LPl Financial LLC

Carmel, IN

Bradenton, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-21
IN RA APPROVED 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • IN RA
    APPROVED
    Since 2021-07-21

Branch Locations

645 West Carmel Dr Ste 160, Carmel, IN 46032 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Carmel IN 10/1988 07/2021
Various Insurance Carriers Zionsville IN 03/1989 07/2021
Dba Group Llc Indianapolis IN 05/2020 05/2021
Artisan Wealth Strategies Llc Carmel IN 05/2021 07/2021
Lpl Financial Llc Carmel IN 07/2021 Present
  • 10/1988 → 07/2021
    Waddell & Reed, Inc.
    Carmel, IN
  • 03/1989 → 07/2021
    Various Insurance Carriers
    Zionsville, IN
  • 05/2020 → 05/2021
    Dba Group Llc
    Indianapolis, IN
  • 05/2021 → 07/2021
    Artisan Wealth Strategies Llc
    Carmel, IN
  • 07/2021 → Present
    Lpl Financial Llc
    Carmel, IN
Previous Registrations
  • 1999-01-13 → 2021-07-21
    Waddell & Reed
    Charleroi, PA
    Greenwood, IN
    Greenwood, IN
    Bloomington, IN
    Carmel, IN
    Franklin, IN
    Carmel, IN
Other Businesses

1)08/18/2021 - Artisan Wealth Strategies - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-08
S63 Uniform Securities Agent State Law Examination 1988-12-02
  • S66 Uniform Combined State Law Examination
    2006-06-08
  • S63 Uniform Securities Agent State Law Examination
    1988-12-02
Other Names
  • Dean Mourfield

View on SEC IAPD

Other Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC
ARCHER INVESTMENT CORPORATION

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN

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