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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-17 |
| CA | RA | APPROVED | 2017-01-13 |
Branch Locations
13500 Evening Creek Dr N, Suite 100, San Diego, CA 92128 • United States
San Diego, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 05/2009 | 01/2017 |
| Raymond James & Associates | San Diego | CA | 01/2017 | Present |
(1)Name of Business: GolfTEC San Diego (bernal LaTour INC) Address: 4154 maryland street, san diego, CA, 92103, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the president and sole owner of this company. I have mgrs. that run day-to-day operations
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-24 |
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