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Thomas Matthew M Shannon Iii

Edward Jones

Bothell, WA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-26
WA RA APPROVED 2007-02-20
  • TX RA
    APPROVED_RES
    Since 2014-08-26
  • WA RA
    APPROVED
    Since 2007-02-20

Branch Locations

10128 Main Street, Bothell, WA 98011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. St. Louis MO 06/1999 Present
  • 06/1999 → Present
    Edward D. Jones & Co., L.P.
    St. Louis, MO
Other Businesses

CASCADIA COMMUNITY COLLEGE 18345 CAMPUS WAY NE, BOTHELL, WA 98011 PART-TIME COLLEGE INSTRUCTOR STARTED: 1/1/2002 I RECEIVE COMPENSATION WHEN I TEACH CLASSES FOR CONTINUING EDUCATION. ON AVERAGE I WORK AROUND 16 HOURS A YEAR TEACHING CLASSES, EITHER ON SATURDAY'S OR DURING THE EVENING. UW BOTHELL BOTHELL, WA 98011 STARTED: 9/25/2007 PART TIME ASSOCIATE 1 HR WORKED TEACH A 1 HOUR CLASS ON BUDGETING TO PEOPLE WHO ATTEND UW BOTHELL.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-16
S63 Uniform Securities Agent State Law Examination 1999-08-26
  • S66 Uniform Combined State Law Examination
    2007-02-16
  • S63 Uniform Securities Agent State Law Examination
    1999-08-26
Designations
Other Names
  • Thomas Shannon
  • Thomas Matthew Michael Shannon
  • Thomas Matthew Michael Shannon
  • Thomas Matthew M Shannon
  • Thomas Matthew M Shannon

View on SEC IAPD

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