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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-02-09
AL RA APPROVED 2026-02-06
VA RA APPROVED 2026-02-06
TN RA APPROVED 2025-08-21
  • GA RA
    APPROVED
    Since 2026-02-09
  • AL RA
    APPROVED
    Since 2026-02-06
  • VA RA
    APPROVED
    Since 2026-02-06
  • TN RA
    APPROVED
    Since 2025-08-21

Branch Locations

2112 North Roan Street 8Th Floor, Johnson City, TN 37601 • United States

9607 Kingston Pike, Knoxville, TN 37922 • United States

7820 E Brainerd Rd, Chattanooga, TN 37421 • United States

10606 Hardin Valley Rd, Knoxville, TN 37932 • United States

100 Euclid Ave, Birmingham, AL 35213 • United States

1 Cherokee Blvd, Chattanooga, TN 37405 • United States

1032 West 1St North Street, Morristown, TN 37814 • United States

401 W Jackson Blvd, Jonesborough, TN 37659 • United States

1155 Volunteer Parkway, Bristol, TN 37620 • United States

7555 Mountain Grove Drive, Knoxville, TN 37920 • United States

1010 Mansell Rd, Roswell, GA 30076 • United States

701 Market St, Chattanooga, TN 37402 • United States

800 S Gay St, Knoxville, TN 37929 • United States

1030 South Hwy 92, Dandridge, TN 37725 • United States

800 State St., Bristol, TN 37620 • United States

1112 W 1St North St, Morristown, TN 37814 • United States

300 E Main St, Sevierville, TN 37862 • United States

2340 Woodcrest Place, Birmingham, AL 35209 • United States

111 S Chestatee St, Dahlonega, GA 30533 • United States

4315 Kingston Pike Ste 302, Knoxville, TN 37919 • United States

7741 Asheville Hwy, Knoxville, TN 37924 • United States

235 East Center Street, Kingsport, TN 37660 • United States

114 W Blue Ridge St, Stuart, VA 24171 • United States

602 Cosby Rd, Newport, TN 37821 • United States

6801 Maynardville Pike, Knoxville, TN 37918 • United States

800 S Gay St, Knoxville, TN 37929 • United States

1002 E. Lamar Alexander Pkwy, Maryville, TN 37804 • United States

1820 West Broadway Avenue, Maryville, TN 37801 • United States

22530 Us 98W Ste 50, Fairhope, AL 36532 • United States

85 25Th St Nw, Cleveland, TN 37311 • United States

5401 Ringgold, Chattanooga, TN 37412 • United States

4805 Kingston Pike, Knoxville, TN 37919 • United States

9312 Apison Pike, Ooltewah, TN 37363 • United States

3230 Peoples St, Johnson City, TN 37604 • United States

3870 Keith Street Nw, Cleveland, TN 37312 • United States

2970 Peachtree Rd Nw Ste 100 Nw2Fl, Atlanta, GA 30305 • United States

112 South Hall Rd, Alcoa, TN 37701 • United States

2841 E Andrew Johnson Hwy, Greeneville, TN 37745 • United States

2034 Hamilton Place Blvd. Suite 160, Chattanooga, TN 37421 • United States

1766 West Lamar Alexander Pkwy, Maryville, TN 37801 • United States

5225 North Broadway St, Knoxville, TN 37918 • United States

400 Meridian St Ste 108, Huntsville, AL 35801 • United States

100 Springfield Center Dr, Woodstock, GA 30188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Tn Bank Kingsport TN 04/1997 Present
First Tennessee Brokerage, Inc. Kingsport TN 06/1999 Present
Lpl Financial Llc Johnson City TN 08/2025 Present
  • 04/1997 → Present
    1St Tn Bank
    Kingsport, TN
  • 06/1999 → Present
    First Tennessee Brokerage, Inc.
    Kingsport, TN
  • 08/2025 → Present
    Johnson City, TN
Previous Registrations
  • 2025-05-09 → 2025-08-21
    First Horizon Advisors, Inc.
    Kingsport, TN
    Kingsport, TN
    Johnson City, TN
Other Businesses

1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/30/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-09
S63 Uniform Securities Agent State Law Examination 1999-07-22
  • S65 Uniform Investment Adviser Law Examination
    2025-05-09
  • S63 Uniform Securities Agent State Law Examination
    1999-07-22

View on SEC IAPD

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