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Robert Dennis Davey

Northwestern Mutual Investment Services, LLC

West Hartford, CT

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2006-01-23
  • CT RA
    APPROVED
    Since 2006-01-23

Branch Locations

29 S Main St Ste 201, West Hartford, CT 06107-2454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 07/1987 Present
Northwestern Mutual Investment Services, Llc West Hartford CT 01/2010 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2011 Present
  • 07/1987 → Present
    Northwestern Mutual Life
    Milwaukee, WI
  • 01/2010 → Present
    Northwestern Mutual Investment Services, Llc
    West Hartford, CT
  • 04/2011 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1- MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-21
S63 Uniform Securities Agent State Law Examination 2001-01-08
  • S66 Uniform Combined State Law Examination
    2006-11-21
  • S63 Uniform Securities Agent State Law Examination
    2001-01-08
Other Names
  • Bob Davey

View on SEC IAPD

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Other Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT
JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
PRIME CAPITAL FINANCIAL · West Hartford, CT
THE PATRIOT FINANCIAL GROUP, LLC · WEST HARTFORD, CT

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