Best Investors Account Sign in
Inactive

Joseph Dean Connell

Sikich Financial

Springfield, IL

Maple Grove, MN

CRD 1890204

Claim This Profile
Employer firm

Sikich Financial CRD 142640

$1.18B regulatory AUM 89 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sikich Financial

3051 Hollis Drive 3Rd Floor, Springfield, IL 62704 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-02-22
MN RA APPROVED 2014-10-23
IL RA APPROVED 2014-10-07
  • OH RA
    APPROVED
    Since 2017-02-22
  • MN RA
    APPROVED
    Since 2014-10-23
  • IL RA
    APPROVED
    Since 2014-10-07

Branch Locations

3051 Hollis Drive 3Rd Floor, Springfield, IL 62704 • United States

Maple Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sikich Llp Naperville IL 09/2014 05/2024
Sikich Financial Maple Grove MN 09/2014 Present
Triad Advisors, Inc. Norcross GA 05/2015 12/2021
Sikich Llp Naperville IL 06/2015 05/2024
Sikich Llc Naperville IL 05/2024 Present
  • 09/2014 → 05/2024
    Sikich Llp
    Naperville, IL
  • 09/2014 → Present
    Sikich Financial
    Maple Grove, MN
  • 05/2015 → 12/2021
    Triad Advisors, Inc.
    Norcross, GA
  • 06/2015 → 05/2024
    Sikich Llp
    Naperville, IL
  • 05/2024 → Present
    Sikich Llc
    Naperville, IL
Previous Registrations
  • 2014-01-13 → 2014-09-02
    Financial Telesis Inc
    Maple Grove, MN
    San Rafael, CA
    Maple Grove, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-30
S63 Uniform Securities Agent State Law Examination 1988-10-19
  • S65 Uniform Investment Adviser Law Examination
    2009-07-30
  • S63 Uniform Securities Agent State Law Examination
    1988-10-19
Other Names
  • Joe Dean Connell

View on SEC IAPD

Nearby Firms

ADVANCED TRADER INVESTMENT ADVISORS, LLC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC

Nearby Investors

DAVID MICHAEL GUNDY
Kevan Alan Stapleton
BRADLEY J. PUNKE

Nearby Offices

ADVANCED TRADER INVESTMENT ADVISORS, LLC. · SPRINGFIELD, IL
CETERA INVESTMENT ADVISERS LLC · SPRINGFIELD, IL
CETERA INVESTMENT ADVISERS LLC · SPRINGFIELD, IL

More in Springfield, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor