Daniel Morales

West Palm Beach, FL

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-12-14
FL	RA	APPROVED	2019-05-28

TX RA
APPROVED_RES

Since 2021-12-14
FL RA
APPROVED

Since 2019-05-28

Branch Locations

500 S Australian Ave Ste 210, West Palm Beach, FL 33401-6223 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
New England Securities Inc	Miami	FL	11/2011	05/2019
Metlife Securities Inc.	West Palm Beach	FL	01/2015	05/2019
Mml Investors Services, Llc	West Palm Beach	FL	03/2017	05/2019
Edward Jones	St.LOuis	MO	05/2019	Present

11/2011 → 05/2019

New England Securities Inc

Miami, FL
01/2015 → 05/2019

Metlife Securities Inc.

West Palm Beach, FL
03/2017 → 05/2019

Mml Investors Services, Llc

West Palm Beach, FL
05/2019 → Present

Edward Jones

St.LOuis, MO

Previous Registrations

2017-03-25 → 2019-05-28

Mml Investors Services, Llc

West Palm Beach, FL
2015-01-02 → 2017-03-25

Msi Financial Services, Inc.

West Palm Beach, FL
2012-01-26 → 2015-01-02

New England Securities

Coral Gables, FL

West Palm Beach, FL
2009-03-18 → 2011-11-29

Nfsg Corporation

Boca Raton, FL
2003-02-10 → 2009-02-18

Westminster Financial Advisory Corp

Dayton, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-03-02
S63	Uniform Securities Agent State Law Examination	1992-01-21

S65 Uniform Investment Adviser Law Examination

1995-03-02
S63 Uniform Securities Agent State Law Examination

1992-01-21

View on SEC IAPD

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SUNRISE MANAGER LLC · WEST PALM BEACH, FL

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