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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2013-02-15 |
Branch Locations
1001 Bishop Street Suite 2650, Honolulu, HI 96813 • United States
Tarlac • Philippines
Mililani, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 02/2012 | Present |
| Pecson & Associates, Llc | Honolulu | HI | 02/2013 | Present |
1. PECSON AND ASSOCIATES, LLC - SOLE MEMBER OF ENTITY CREATED FOR SECURITIES BUSINESS. 2. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED. 3. CO-OWNER OF WSJ MANAGEMENT, LLC, ENTITY CREATED TO RECEIVE RENTAL INCOME AND OTHER OFFICE EXPENSES. NOT INVESTMENT RELATED. CONDUCTED FROM BRANCH LOCATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-15 |
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