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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2013-02-15
  • HI RA
    APPROVED
    Since 2013-02-15

Branch Locations

1001 Bishop Street Suite 2650, Honolulu, HI 96813 • United States

Tarlac • Philippines

Mililani, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 02/2012 Present
Pecson & Associates, Llc Honolulu HI 02/2013 Present
Previous Registrations
Other Businesses

1. PECSON AND ASSOCIATES, LLC - SOLE MEMBER OF ENTITY CREATED FOR SECURITIES BUSINESS. 2. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED. 3. CO-OWNER OF WSJ MANAGEMENT, LLC, ENTITY CREATED TO RECEIVE RENTAL INCOME AND OTHER OFFICE EXPENSES. NOT INVESTMENT RELATED. CONDUCTED FROM BRANCH LOCATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-26
S63 Uniform Securities Agent State Law Examination 1988-12-15
  • S65 Uniform Investment Adviser Law Examination
    1999-05-26
  • S63 Uniform Securities Agent State Law Examination
    1988-12-15
Other Names
  • Elmer Pecson

View on SEC IAPD

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