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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-24 |
| TX | RA | APPROVED_RES | 2016-01-04 |
| IN | RA | APPROVED | 2009-05-04 |
Branch Locations
12770 W New Market St. Ste. 207, Carmel, IN 46032 • United States
121 Monument Cir, Indianapolis, IN 46204 • United States
101 W Venice Ave. #26, Venice, FL 34285 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 03/2009 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 03/2009 | Present |
1) NASH & ASSOCIATES, 121 MONUMENT CIR, INDIANAPOLIS, IN, 12/2011 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 0 HRS. 2) HEDGES CONSULTING, 505 DANTE ST, VENICE, FL, 01/2012, OWNER, CONSULTING, NIR, 12 HR/MO, 0 HR/MO TRADING. 3) LEGAL SHIELD, 121 MONUMENT CIR, INDIANAPOLIS, IN, 01/2015, REFERRALS FOR BASIC ESTATE PLANNING, NIR, 1 HR/MO, 1 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 04/2009, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-21 |
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