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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-18 |
| TX | RA | APPROVED_RES | 2010-07-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1.CHRISTIAN BROTHERS ACADEMY - NON INVESTMENT RELATED - 12 AIRLINE DRIVE ALBANY NY 12205 - BOARD MEMBER - JUNE 2012 - 2 HOURS PER MONTH - ZERO COMP 2.Owner, Mark J Hulbert 225 Old Loudon Rd Latham, NY 12110, Owner of office building. Receive rents from tenants, Start 5/1/2010, 5 hours per month, $2000 Annual Comp 3.Owner, Valatie Village Plaza 1048 Kinderhook St Valatie, NY 12184, Owner and Manager of Commercial Property, Start Date 1/5/2016, 5 hours per month, $150,000 Annual Comp 4. Power of Attorney for spouse. Yvonne Perry Hulbert Wife.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-08 |
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