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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-07-14
TX RA APPROVED 2025-07-11
  • GA RA
    APPROVED
    Since 2025-07-14
  • TX RA
    APPROVED
    Since 2025-07-11

Branch Locations

700 S Rosemary Ave #204, West Palm Beach, FL 33411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eva Dimensions New York NY 09/2013 01/2018
Parsonex Securities, Inc. Englewood CO 03/2015 01/2018
Canaccord Genuity Inc New York NY 01/2018 08/2023
Unemployed New York NY 08/2023 07/2024
Arete Wealth Management Chicago IL 07/2024 Present
Fincadia New York NY 07/2024 Present
  • 09/2013 → 01/2018
    Eva Dimensions
    New York, NY
  • 03/2015 → 01/2018
    Parsonex Securities, Inc.
    Englewood, CO
  • 01/2018 → 08/2023
    Canaccord Genuity Inc
    New York, NY
  • 08/2023 → 07/2024
    Unemployed
    New York, NY
  • 07/2024 → Present
    Arete Wealth Management
    Chicago, IL
  • 07/2024 → Present
    Fincadia
    New York, NY
Other Businesses

FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2024; FULL TIME; INVESTMENT RELATED. FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2024; FULL TIME; INVESTMENT RELATED. FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2024; FULL TIME; INVESTMENT RELATED. Wimbledon Global Advisors, dba.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-07
S63 Uniform Securities Agent State Law Examination 1988-10-13
  • S66 Uniform Combined State Law Examination
    2025-06-07
  • S63 Uniform Securities Agent State Law Examination
    1988-10-13
Other Names
  • Philip Mark Martini
  • Mark Martini
  • Philip M Martini

View on SEC IAPD

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