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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-07-27
TX RA APPROVED_RES 2020-07-24
  • AZ RA
    APPROVED
    Since 2020-07-27
  • TX RA
    APPROVED_RES
    Since 2020-07-24

Branch Locations

7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258 • United States

Marana, AZ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network Scottsdale AZ 02/2013 07/2020
United Planners' Financial Services Of America A Limited Partner Scottsdale AZ 07/2020 Present
Randolph S. Moore Scottsdale AZ 04/2013 Present
Randolph Moore Marana AZ 08/2023 Present
Previous Registrations
  • 2013-11-29 → 2020-07-28
    Ssn Advisory, Inc.
    Scotsdale, AZ
  • 2013-03-06 → 2013-11-20
    Householder Group Financial Advisors, Llc
    Scottsdale, AZ
  • 2013-11-19 → 2013-11-20
    Householder Group Estate & Retirement Specialists
    Scottsdale, AZ
  • 2009-05-19 → 2013-02-26
    Scottsdale, AZ
  • 2002-02-05 → 2009-02-23
    Tucson, AZ
    Tucson, AZ
    Scottsdale, AZ
Other Businesses

1.) RANDOLPH S. MOORE - AGENT/PRODUCER - NON-VARIABLE INSURANCE - SCOTTSDALE, AZ - SINCE 04/2013 - INVESTMENT RELATED 2.) MORE 4 U FINANCIAL SOLUTIONS - FINANCIAL COACH - DBA NAME FOR MARKETING PURPOSES ONLY - SCOTTSDALE, AZ - SINCE 07/2020- INVESTMENT RELATED 3.) RANDOLPH MOORE - SOLICITOR - TAX PREPARATION/ACCOUNTING/BOOKKEEPING/CPA - MARANA, AZ - SINCE 08/2023 - INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-11
S65 Uniform Investment Adviser Law Examination 1997-08-06
S63 Uniform Securities Agent State Law Examination 1988-09-19
  • S66 Uniform Combined State Law Examination
    2003-12-11
  • S65 Uniform Investment Adviser Law Examination
    1997-08-06
  • S63 Uniform Securities Agent State Law Examination
    1988-09-19
Other Names
  • Randy Moore

View on SEC IAPD

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