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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-10-02 |
| TX | RA | APPROVED | 2025-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Indianapolis | IN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Indianapolis | IN | 11/2016 | 10/2025 |
| Wells Fargo Advisors Financial Network, Llc | Carmel | IN | 10/2025 | Present |
RENTAL PROPERTY, INV RELATED, WINTER PARK, CO, 50% OWNERSHIP, START 8/26/24, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD; BROUGHTON WEALTH MANAGEMENT GROUP; NOT INV RELATED;CARMEL,IN; FINANCIAL ADVISORY;100% OWNERSHIP; START DATE: 10/03/2025; 160 HRS PER MONTH; 160 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-30 |
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