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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-04-20
CO RA APPROVED 2007-11-16
  • TX RA
    APPROVED
    Since 2009-04-20
  • CO RA
    APPROVED
    Since 2007-11-16

Branch Locations

6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Englewood CO 03/2003 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-15
  • S66 Uniform Combined State Law Examination
    2007-11-15
Other Names
  • Janet Stropnicky

View on SEC IAPD

Other Firms

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