Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2001-04-17
TX RA APPROVED_RES 2000-09-11
  • MO RA
    APPROVED
    Since 2001-04-17
  • TX RA
    APPROVED_RES
    Since 2000-09-11

Branch Locations

400 Chesterfield Ctr, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chesterfield MO 09/1997 Present
Bank Of America,N.A. Chesterfield MO 06/2011 Present
Other Businesses

I*90929 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: KSS GROUP LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHESTERFIELD, MISSOURI 63006 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 2/15/2016 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BUY AND SELL REAL ESTATE AND HOLD RENTAL PROPERTY I*90930 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MCMAHAN INVESTMENTS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHESTERFIELD, MISSOURI 63006 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 2/5/2016 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HOLDING LLC FOR ALL REAL ESTATE LLC TTHAT ARE DISCLOSED I*121901 For profit or not for profit: For-Profit Organization Name of outside business organization: 7107 LLC Investment related: N Address of business: Chesterfield, Missouri 63006 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 6/2/2003 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: rental propeties I*121903 For profit or not for profit: For-Profit Organization Name of outside business organization: KV Empire LLC Investment related: N Address of business: Chesterfiled, Missouri 63006 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 12/27/2005 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: rental properties I*121900 For profit or not for profit: For-Profit Organization Name of outside business organization: 3859 LLC Investment related: N Address of business: Chesterfield, Missouri 63006 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 6/18/2003 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: real estate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-08
S63 Uniform Securities Agent State Law Examination 1996-05-07
  • S65 Uniform Investment Adviser Law Examination
    1997-10-08
  • S63 Uniform Securities Agent State Law Examination
    1996-05-07

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chesterfield, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor