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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
300 Corporate Pkwy Suite 210N, Amherst, NY 14226 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services Inc | Amherst | NY | 10/2008 | Present |
| Massmutual Financial Group | Amherst | NY | 10/2008 | Present |
(1)Name:United Healthcare/Established Resource Health Advisors, Inv Rel:Y Addr:300 Corporate Parkway Suite 210N Amherst NY 14226, Nature:healthcare, Position:agent, Start:9-15-16, No hr/mo:8 No hr/mo dur trading:0. (2)Name: Women United, Inv Rel: N Addr: 6420 Inducon Drive, W Sanborn NY 14132, Nature: Works with United Way of Niagara County and supports their agencies, Position: President, Start: 1/1/2017 No Hr/Mo: 5 No Hr/Mo Dur Trading: 0 Duties: Works with United Way of Niagara County and supports their agencies.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-31 |
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