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Zain Naqi

Neuberger Berman Bd LLC

West Palm Beach, FL

Miami, FL

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
FL RA APPROVED 2020-10-14
NJ RA APPROVED 2018-01-18
  • NY RA
    APPROVED
    Since 2021-03-26
  • FL RA
    APPROVED
    Since 2020-10-14
  • NJ RA
    APPROVED
    Since 2018-01-18

Branch Locations

City Place Tower 525 Okeechobee Blvd Ste 850, West Palm Beach, FL 33401 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman New York NY 07/2017 09/2020
Zan Partners Limited London 02/2014 07/2017
Neuberger Berman West Palm Beach FL 09/2020 Present
  • 07/2017 → 09/2020
    Neuberger Berman
    New York, NY
  • 02/2014 → 07/2017
    Zan Partners Limited
    London
  • 09/2020 → Present
    Neuberger Berman
    West Palm Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-18
S63 Uniform Securities Agent State Law Examination 1989-11-22
  • S66 Uniform Combined State Law Examination
    2018-01-18
  • S63 Uniform Securities Agent State Law Examination
    1989-11-22
Other Names
  • Syed A A Naqi
  • Azin Naoi

View on SEC IAPD

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Other Offices

CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL
SUNRISE MANAGER LLC · WEST PALM BEACH, FL
SRT GROUP LLC · WEST PALM BEACH, FL
UBS FINANCIAL SERVICES INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · West Palm Beach, FL

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