Tiy Lynn Oneal

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 12/2020
  Lucia Securities, Llc
  San Diego, CA
• 09/2020 → Present
  Lpl Financial, Llc
  San Diego, CA

Previous Registrations

• 2015-03-18 → 2020-12-31
  Lucia Capital Group
  San Diego, CA
• 2012-07-02 → 2015-01-12
  First Allied Advisory Services, Inc.
  San Diego, CA
• 2007-01-26 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  San Diego, CA

Other Businesses

1. 09/01/2020 - LUCIA CAPITAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ SAN DIEGO, CA 2. 09/01/2013 - RENTAL PROPERTY/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 8645 JADE COAST DR, SAN DIEGO, CA 92126 3. 10/20/2021 - Lucia Securities & Lucia Wealth Services - BD shut down duties - Custodian of Records - 13520 Evening Creek Dr Ste 300 San Diego CA 92128 - Start Date 01/01/2021 - 1 Hour Per Month/ During Trading 4. 1/4/2022 - LCG Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1/3/2022 - 80 Hours Per Month/3 Hours During Securities Trading. 5. 04/30/2025 - Lucia Management Company - Not Investment Related - Other - Business Service Provider - At Reported Business Location(s) - Start Date: 05/01/2025 - 5 Hours Per Month/2 Hours During Securities Trading. 6. 12/30/2025 - Quotient Advisor Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 160 hours per month/ 110 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-08-17

Other Names

• Tiy Lynn Praus
• Tiy Lynn Siemens