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Thomas Kessel Rogers

Structured Wealth Management, Inc.

Toledo, OH

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Current Employers
Structured Wealth Management, Inc.

2778 Centennial Road Ste A, Toledo, OH 43617 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2008-03-28
  • OH RA
    APPROVED
    Since 2008-03-28

Branch Locations

2778 Centennial Road Ste A, Toledo, OH 43617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Structured Wealth Management, Inc. Whitehouse OH 03/2008 Present
Next Financial Group Inc Toledo OH 07/2009 Present
Liberty Partners Financial Services, Llc Bakersfield CA 04/2012 Present
  • 03/2008 → Present
    Whitehouse, OH
  • 07/2009 → Present
    Next Financial Group Inc
    Toledo, OH
  • 04/2012 → Present
    Liberty Partners Financial Services, Llc
    Bakersfield, CA
Previous Registrations
  • 2009-07-13 → 2010-12-31
    Next Financial Group, Inc.
    Toledo, OH
    Houston, TX
  • 2006-08-08 → 2008-04-22
    Obs Financial
    Sylvania, OH
    Concord, CA
  • 2005-02-07 → 2006-08-07
    Obs Brokerage Services, Inc.
    Sylvania, OH
    Whitehouse, OH
    Waterville, OH
Other Businesses

1-LIBERTY TAX (DBA)-TAX PREP, TIME SPENT 25%, OWNERSHIP 100% 2-STRUCTURED WEALTH MANAGEMENT (RIA)-RIA BUSINESS, TIME SPENT 75%, OWNERSHIP 100% 3-THOMAS ROGERS-INSURANCE SALES, TIME SPENT NONE PROVIDED, OWNERSHIP NONE PROVIDED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-08-26
  • S63 Uniform Securities Agent State Law Examination
    1999-08-26
Other Names
  • Thomas Rogers
  • Tom Rogers

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