Thomas Kessel Rogers

Employer firm

Structured Wealth Management, Inc. CRD 146611

$227M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Structured Wealth Management, Inc.
  Whitehouse, OH
• 07/2009 → Present
  Next Financial Group Inc
  Toledo, OH
• 04/2012 → Present
  Liberty Partners Financial Services, Llc
  Bakersfield, CA

Previous Registrations

• 2009-07-13 → 2010-12-31
  Next Financial Group, Inc.
  Toledo, OH
  Houston, TX
• 2006-08-08 → 2008-04-22
  Obs Financial
  Sylvania, OH
  Concord, CA
• 2005-02-07 → 2006-08-07
  Obs Brokerage Services, Inc.
  Sylvania, OH
  Whitehouse, OH
  Waterville, OH

Other Businesses

1-LIBERTY TAX (DBA)-TAX PREP, TIME SPENT 25%, OWNERSHIP 100% 2-STRUCTURED WEALTH MANAGEMENT (RIA)-RIA BUSINESS, TIME SPENT 75%, OWNERSHIP 100% 3-THOMAS ROGERS-INSURANCE SALES, TIME SPENT NONE PROVIDED, OWNERSHIP NONE PROVIDED

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-08-26

Other Names

• Thomas Rogers
• Tom Rogers