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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2011-08-01
  • OR RA
    APPROVED
    Since 2011-08-01

Branch Locations

5440 Southwest Westgate Drive Suite 110, Portland, OR 97221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Portland OR 07/2011 Present
Raymond James Financial Services Advisors Inc. Portland OR 08/2011 Present
The Commerce Company Portland OR 08/2011 07/2018
Previous Registrations
Other Businesses

(1)Name of Business: The Commerce Company Address: 5440 SW Westgate Dr Ste 110, Portland, OR, 97221, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2014 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Advisor at The Commerce Company

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-14
S63 Uniform Securities Agent State Law Examination 1988-09-02
  • S65 Uniform Investment Adviser Law Examination
    2009-05-14
  • S63 Uniform Securities Agent State Law Examination
    1988-09-02
Other Names
  • Bob Ehlen

View on SEC IAPD

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