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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2005-08-29
  • TN RA
    APPROVED
    Since 2005-08-29

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 01/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-26
S63 Uniform Securities Agent State Law Examination 1990-12-14
  • S65 Uniform Investment Adviser Law Examination
    2005-08-26
  • S63 Uniform Securities Agent State Law Examination
    1990-12-14

View on SEC IAPD

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